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<rfc xmlns:xi="http://www.w3.org/2001/XInclude" submissionType="IETF" category="std" consensus="true"
obsoletes="7451" updates="" xml:lang="en" symRefs="true" sortRefs="false" tocInclude="true" version="3"
ipr="trust200902" docName="draft-ietf-regext-ext-registry-epp-07">
  <!-- xml2rfc v2v3 conversion 3.28.1 -->
  <!-- Generated by id2xml 1.5.2 on 2025-05-13T13:55:41Z -->
  <front>
    <title abbrev="EPP Extension Registry">Extension Registry for the Extensible Provisioning Protocol</title>
    <author initials="S." surname="Hollenbeck" fullname="Scott Hollenbeck">
      <organization>Verisign Labs</organization>
      <address>
        <postal>
          <street>12061 Bluemont Way</street>
          <city>Reston</city>
          <region>VA</region>
          <code>20190</code>
          <country>United States of America</country>
        </postal>
        <email>sah@sahollenbeck.com</email>
        <email>shollenbeck@verisign.com</email>
        <uri>https://www.verisignlabs.com/</uri>
      </address>
    </author>
    <abstract>
      <t>
   The Extensible Provisioning Protocol (EPP) includes features to add
   functionality by extending the protocol.  It does not, however,
   describe how those extensions are maintained.  This document describes a
   procedure for the registration and management of extensions to EPP,
   and it specifies a format for an IANA registry to record those
   extensions. If approved, this document obsoletes RFC 7451.</t>
    </abstract>
  </front>
  <middle>
    <section anchor="sect-1" numbered="true" toc="default">
      <name>Introduction</name>
      <t>
   Domain name registries implement a variety of operational and
   business models.  The differences in these models make it impossible
   to develop a "one size fits all" provisioning protocol; the
   Extensible Provisioning Protocol <xref target="STD69" format="default"/> was designed to focus on a
   minimal set of common functionality with built-in extension
   capabilities that allow new features to be specified on an "as needed" basis.  Guidelines for extending EPP are documented in RFC
   3735 <xref target="RFC3735" format="default"/> (or its future replacement).</t>
      <t>
   RFCs 3735 <xref target="RFC3735" format="default"/> and 5730 <xref target="RFC5730" format="default"/> do not describe how extension development can be
   managed and coordinated.  This has led to a situation in which server
   operators can develop different extensions to address similar needs,
   such as the provisioning of Value Added Tax (VAT) information.
   Clients then need to support multiple extensions that serve similar
   purposes, and interoperability suffers as a result.</t>
      <t>RFC 7451 <xref target="RFC7451" format="default"/> filled that gap by defining the Extensions for the Extensible Provisioning Protocol (EPP) IANA registry <xref target="IANA-REG" format="default"/> to help manage and coordinate the development of EPP extensions.</t>
      
      <t>This update was written to address issues that were identified with RFC 7451 <xref target="RFC7451" format="default"/> over time. Refer to <xref target="sect-1-1" format="default"/> for more details.</t>
      
      <section anchor="sect-1-1" numbered="true" toc="default">
        <name>Changes Since RFC 7451</name>     
        <ul>      
          <li>The intended status has been changed from Informational to Standards Track.</li>
          <li>The name of the mailing list used to review and discuss registration requests was changed from "eppext" to "regext" throughout the document.</li>
          <li><xref target="sect-2.1" format="default"/> has been updated to note that Internet-Draft documents are not
   acceptable specifications for this registry.</li>
          <li><xref target="sect-2.1.1" format="default"/> has been updated to describe Designated Expert responsibility to confirm correctness of URIs used in extension registration requests, and that IETF namespaces MUST be reserved for specifications published in the IETF Stream.</li>
          <li><xref target="sect-2.2.1" format="default"/> has been updated by adding "Other" to the set of document status values for the registry to avoid confusion with "Informational" RFCs and removing use of "Informational" for proprietary extensions. This document includes instructions for IANA to update existing registry entries appropriately.</li>
          <li><xref target="sect-2.2.2" format="default"/> has been updated by changing "&lt;registrant name&gt;, &lt;email address&gt;" to "&lt;name&gt;, &lt;address&gt;" to meet right margin constraints.</li>
          <li><xref target="sect-2.2.3" format="default"/> has been updated to note that registry entries can be removed with IESG approval.</li>
          <li><xref target="sect-5" format="default"/> (Operational Considerations) has been added.</li>
        </ul>
      </section>
  
      <section title="Conventions Used in This Document">      
        <t>The key words &quot;MUST&quot;, &quot;MUST NOT&quot;, &quot;REQUIRED&quot;, &quot;SHALL&quot;, &quot;SHALL NOT&quot;, &quot;SHOULD&quot;, &quot;SHOULD NOT&quot;, &quot;RECOMMENDED&quot;, &quot;NOT RECOMMENDED&quot;, &quot;MAY&quot;, and &quot;OPTIONAL&quot; in this document are to be interpreted as described in BCP 14 <xref target="RFC2119"/> <xref target="RFC8174"/> when, and only when, they appear in all capitals, as shown here.</t>
      </section>
    </section>
    <section anchor="sect-2" numbered="true" toc="default">
      <name>Extension Specification and Registration Procedure</name>
      <t>
   This section describes the format of the Extensions for the Extensible Provisioning Protocol (EPP) IANA registry <xref target="IANA-REG"/> and the
   procedures used to populate and manage registry entries.</t>
      <section anchor="sect-2.1" numbered="true" toc="default">
        <name>Extension Specification</name>
        <t>
   This registry uses the "Specification Required" policy described in
   RFC 8126 <xref target="RFC8126" format="default"/>.  An English language version of the extension
   specification MUST be referenced from the registry, though non-
   English versions of the specification may also be provided.  Note
   that Section 2.1 of RFC 3735 <xref target="RFC3735" format="default"/>
   (or its future replacement) provides specific guidelines
   for documenting EPP extensions.</t>
        <t>
   The "Specification Required" policy requires review by a designated expert. Section 5 of
   <xref target="RFC8126" format="default"/> describes the role of designated experts and the
   function they perform. For this registry, acceptable specifications include RFC documents
   and proprietary specifications that meet the "permanent and readily available" requirement
   described in Section 4.6 of <xref target="RFC8126" format="default"/>. Internet-Draft
   documents are not acceptable specifications for this registry.</t>
   
       <section anchor="sect-2.1.1" numbered="true" toc="default">
          <name>Designated Expert Evaluation Criteria</name>
          <t>
   A high-level description of the role of the designated expert is
   described in Section 5.2 of RFC 8126 <xref target="RFC8126" format="default"/>.  Specific guidelines
   for the appointment of designated experts and the evaluation of EPP
   extensions are provided here.</t>
          <t>
   The IESG should appoint a primary designated expert and a small number of individuals
   (perhaps 3 - 5) to serve as backup designated experts as described in Section 5.2 of
   <xref target="RFC8126" format="default"/>. The primary designated expert is responsible
   for conducting all reviews requested by IANA. The secondary designated experts are
   responsible for conducting reviews as a consensus-based group if the primary designated
   expert is unavailable.  In cases where a registration decision could be perceived as
   creating a conflict of interest for a particular Designated Expert, that Expert SHOULD
   defer to the judgment of the other Experts. The designated experts MUST use the existing
   regext mailing list (regext@ietf.org) or its successor for public discussion of registration
   requests.</t>
          <t>
   Extensions should be evaluated for architectural soundness using the guidelines
   described in RFC 3735 <xref target="RFC3735" format="default"/> (or its future replacement, including the
   Security Considerations section of that document.  Expert evaluation should
   explicitly include consideration of the privacy consequences of proposed extensions,
   and, at a minimum, ensure that any privacy considerations are fully documented in
   the relevant specification(s).</t>
   
   <t>URIs proposed in extensions (XML namespace and
   schema registration requests are commonly found in EPP extensions) should be evaluated
   for both syntactic and semantic correctness. XML schemas, XML schema URIs, and XML
   namespace URIs defined in the extension specification MUST be registered in the IETF
   XML Registry using the procedures described in RFC 3688 <xref target="RFC3688" format="default"/>.
   IETF namespaces MUST be reserved for specifications published in the IETF Stream. Non-IETF namespaces MUST
   be used for non-IETF specifications (which includes RFC documents published using the
   Independent Submission stream); the designated experts may need to work with a
   registrant to identify URIs that can be added to the IETF XML Registry. Extensions
   and any normative reference necessary to implement the extension MUST NOT be denoted
   with "work in-progress" or any similar description.</t>
          <t>
   The results of the evaluation MUST be shared via email with the
   registrant and the regext mailing list or its successor.  Issues discovered during the
   evaluation can be corrected by the registrant, and those corrections
   can be submitted to the designated experts until the designated
   experts explicitly decide to accept or reject the registration
   request.  The designated experts MUST make an explicit decision and
   that decision MUST be shared via email with the registrant and the
   regext mailing list or its successor.</t>
   
   <t>If the specification for an extension is an
   IETF Standards Track document, no review is required by the
   designated expert.</t>
          <t>
   Designated experts should be permissive in their evaluation of
   requests to register extensions that have been implemented and
   deployed by at least one registry/registrar pair.  This implies that
   it may indeed be possible to register multiple extensions that
   provide the same functionality.  Requests to register extensions that
   have not been deployed should be evaluated with a goal of reducing
   functional duplication.  A potential registrant who submits a request
   to register a new, un-deployed extension that includes similar
   functionality to an existing, registered extension should be made
   aware of the existing extension.  The registrant should be asked to
   reconsider their request given the existence of a similar extension.
   Should they decline to do so, perceived similarity SHOULD NOT be a
   sufficient reason for rejection as long as all other requirements are
   met.</t>
        </section>
      </section>
      <section anchor="sect-2.2" numbered="true" toc="default">
        <name>Registration Procedure</name>
        <t>
   The registry contains information describing each registered
   extension.  Registry entries are created and managed by sending forms
   to IANA that describe the extension and the operation to be performed
   on the registry entry.</t>
        <section anchor="sect-2.2.1" numbered="true" toc="default">
          <name>Required Information</name>
          <t>
   Name of Extension: A case-insensitive, ASCII text string that
   contains the name of the extension specification and does not overlap
   with an existing registered extension.  Non-ASCII representations of
   the extension name can be included in the "Notes" described below.</t>
          <t>
   Document Status: The document status of the specification document. For
   RFC documents, the possible set of values includes "Standards Track",
   "Informational", "Experimental", "Historic", and "BCP" as described in
   Sections 4 and 5 of RFC  2026 <xref target="RFC2026" format="default"/>.
   For documents that are not RFCs, this will always be "Other".</t>
          <t>
   Reference: A permanent, publicly available reference to the specification of
   this extension as described in <xref target="sect-2.1.1" format="default"/>.</t>
          <t>
   Registrant Name and Email Address: The name and email address of the
   entity that is responsible for managing the registry entry.  If the
   extension is registered by an IETF stream RFC, this can simply
   be listed as "IETF, &lt;iesg@ietf.org&gt;".</t>
          <t>
   TLDs: A text string containing the top-level domain name (or domain
   names), including the preceding ".", for which the extension has been
   specified (e.g., ".org").  If there are multiple TLDs, they are given
   as a list of domain names separated by commas, (e.g. ".com", ".net").
   Internationalized Domain Name (IDN) TLDs MUST be specified in
   A-label <xref target="RFC5890" format="default"/> format.  If the
   extension is not associated with a specific top-level domain, the
   case-insensitive text string "Any" can be used to indicate that. If
   the extension is not associated with domain name processing, the
   case-insensitive text string "N/A" (Not Applicable) can be used to
   indicate that.</t>
          <t>
   IPR Disclosure: A pointer to any Intellectual Property Rights (IPR)
   disclosure document(s) related to this extension, or "None" may be
   used if there are no such disclosures.  This can be an IPR disclosure
   filed with the IETF in accordance with BCP 79 <xref target="BCP79" format="default"/>
   if the extension is part of an IETF
   Contribution, or it can be other IPR disclosure documents identifying
   the claimed intellectual property rights and terms of use for
   extensions that are not part of an IETF Contribution.</t>
          <t>
   Status: Either "Active" or "Inactive".  The "Active" status is used
   for extensions that are currently implemented and in use. The
   "Inactive" status is used for extensions that are not implemented or
   are otherwise not being used. "Inactive" can also be used for extensions
   for which a reference specification becomes unavailable as described in
   <xref target="sect-2.2.4" format="default"/>.</t>
          <t>
   Notes: Either "None" or other text that describes optional notes to
   be included with the registered extension.  If the Status value is
   being changed, text MUST be included to describe the rationale for
   the status change.</t>
        </section>
        <section anchor="sect-2.2.2" numbered="true" toc="default">
          <name>Registration Form</name>
          <t>
   The required information MUST be provided using the following registration form.
   Form field names and values MAY appear on the same line.</t>
          <artwork name="" type="" align="left" alt=""><![CDATA[
 -----BEGIN FORM-----
 Name of Extension: <text string> (quotes are optional)

 Document Status: <document status>

 Reference: <RFC number, URL, etc.>

 Registrant Name and Email Address: <name>, <address>

 TLDs: "Any"|"N/A"|<one or more TLD text strings separated by commas>

 IPR Disclosure: "None"|<URL>

 Status: "Active"|"Inactive"

 Notes: "None"|<optional text>
 -----END FORM-----

Example form with RFC specification:

 -----BEGIN FORM-----
 Name of Extension:
 "An Extension RFC for the Extensible Provisioning Protocol (EPP)"

 Document Status:  Standards Track

 Reference:  RFC XXXX

 Registrant Name and Email Address:  IETF, <iesg@ietf.org>

 TLDs: Any

 IPR Disclosure: None

 Status: Active

 Notes: None
 -----END FORM-----

Example form with non-RFC specification:

 -----BEGIN FORM-----
 Name of Extension:
 "An Example Extension for the .example Top-Level Domain"

 Document Status: Other

 Reference:
 https://www.example.com/html/example-epp-ext.txt

 Registrant Name and Email Address: John Doe, jdoe@example.com
 
 TLDs: .example
 
 IPR Disclosure:
 https://www.example.com/ipr/example-epp-ext-ipr.html

 Status: Active

 Notes: None
 -----END FORM-----
]]></artwork>
        </section>
        <section anchor="sect-2.2.3" numbered="true" toc="default">
          <name>Registration Processing</name>
          <t>
   Registrants should send each registration form to IANA with a single
   record for incorporation into the registry.  Send the form via email
   to &lt;iana@iana.org&gt; or complete the online form found on the IANA web
   site.  The subject line MUST indicate whether the enclosed form
   represents an insertion of a new record (indicated by the word
   "INSERT" in the subject line), replacement of an existing record
   (indicated by the word "MODIFY" in the subject line), deactivation of
   an existing record (indicated by the word "DEACTIVATE" in the subject line),
   or removal of an existing record (indicated by the word "REMOVE" in the subject line).</t>
   
   <t>IESG Approval (Section 4.10 of <xref target="RFC8126" format="default"/>) is REQUIRED
   to remove or deactivate registrations created through IETF consensus.</t>
   
   <t>Registrations not created through IETF consensus can be removed or deactivated with the approval of
   the IESG, in consultation with or at the request of the Designated Experts. Registrations
   not created through IETF consensus can also be removed or deactivated by the original
   registrant, in consultation with the Designated Experts.</t>
   
   <t>On receipt of a registration request, IANA will initiate review by the designated
   expert(s), who will evaluate the request using the criteria in
   <xref target="sect-2.1.1" format="default"/> in consultation with the current
   working group mailing list focused on the development of EPP extensions if such working
   group exists.</t>
        </section>
        <section anchor="sect-2.2.4" numbered="true" toc="default">
          <name>Updating Registry Entries</name>
          <t>
   When submitting changes to existing registry entries, include text in
   the "Notes" field of the registration form describing the change.
   Under normal circumstances, registry entries are only to be updated
   by the registrant.  If the registrant becomes unavailable or
   otherwise unresponsive, a designated expert can submit a
   registration form to IANA to update the registrant information.
   Entries can change state from "Active" to "Inactive" and back again
   as long as state-change requests conform to the processing
   requirements identified in this document.  In addition to entries
   that become "Inactive" due to a lack of implementation, entries for
   which a specification becomes consistently unavailable over time
   should be marked "Inactive" by the designated expert until the
   specification again becomes reliably available.</t>
        </section>
      </section>
    </section>
    
    <section anchor="sect-3" numbered="true" toc="default">
      <name>IANA Considerations</name>
      <t>IANA has created the "Extensions for the Extensible Provisioning Protocol (EPP)" registry to manage EPP extensions, described in <xref target="sect-2" format="default"/>. This document requests IANA to replace the reference of the EPP registry from RFC 7451 to the RFC number to be assigned to this document. This document also requests IANA to update "Document Status" of all non-RFC documents from "Informational" to "Other".</t>
    </section>
    
    <section anchor="sect-4" numbered="true" toc="default">
      <name>Security Considerations</name>
      <t>
   This document introduces no new security considerations to EPP.
   However, extensions should be evaluated according to the Security
   Considerations of RFC 3735 <xref target="RFC3735" format="default"/> (or its future replacement) and STD 69 <xref target="STD69" format="default"/>.</t>
    </section>
    
    <section anchor="sect-5" numbered="true" toc="default">
      <name>Operational Considerations</name>
      <t>The updates defined in this document are meant to enhance the guidance for reviewing EPP extensions (e.g., avoid non-IETF specifications squatting on IETF XML namespaces) and thus allows for better interoperability.</t>
      
      <t><xref target="sect-2" format="default"/> includes provisions for modifying and deleting existing registration entries by registrants. Such requests MUST NOT be granted if the requested action has operational implication on other entities that deploy that extension, assuming that those entities can be identified. This guidance can be overridden if the requested action MUST be taken to comply with actions that are beyond the control of the experts and/or IANA, e.g., to comply with legal actions. Note that the registry does not include a history mechanism and there is no way to track deleted entries once they have been removed.</t>
      
      <t><xref target="sect-3" format="default"/> updates the content of "Document Status" to be compliant with the guidance in <xref target="sect-2" format="default"/>. That update does not impact the extension itself. No operational issues are induced by that update.</t>
    </section>
  </middle>
  <back>
    <references title="Normative References">
      &BCP79;
      &STD69;
      &RFC2026;
      &RFC2119;
      &RFC3688;
      &RFC3735;
      &RFC5890;
      &RFC8126;
      &RFC8174;
    </references>
    <references title="Informative References">
      &RFC7451;
      <reference anchor="IANA-REG" target="https://www.iana.org/assignments/epp-extensions/epp-extensions.xhtml">
        <front>
          <title>Extensions for the Extensible Provisioning Protocol (EPP)</title>
          <author>
            <organization>Internet Assigned Numbers Authority</organization>
          </author>
        </front>
      </reference>
    </references>
    <section numbered="false" anchor="acknowledgements" toc="default">
      <name>Acknowledgements</name>
      <t>The information described in the registry is based on a suggestion posted to the provreg mailing list by Jay Daley in August 2013. The need to update RFC 7451 was first proposed by Gavin Brown. Additional feedback for the update was provided by the following people: Gavin Brown, James Galvin, James Gould, Pawel Kowalik, Andrew Newton, Jasdip Singh.</t>
    </section>

    <section numbered="false" anchor="changeLog" toc="default" removeInRFC="true">
      <name>Change Log</name>
      <dl>
        <dt>-00:</dt><dd>Initial WG version.</dd>
        <dt>-01:</dt><dd>WG last call edits: added reference to RFC 2026 to clarify the status of Internet-Draft documents as extension specifications. "IESG approval" -> "IESG Approval" in <xref target="sect-2.2.3" format="default"/>. Added DEACTIVATE and REMOVE request processing to <xref target="sect-2.2.3" format="default"/>. Clarified use of IETF namespaces and "work in progress" specifications in <xref target="sect-2.2.1" format="default"/>. Clarified status values in <xref target="sect-2.2.1" format="default"/>. Updated acknowledgements.</dd>
        <dt>-02:</dt><dd>Changed intended status from Informational to BCP. Added text to address Independent Submission stream RFCs to <xref target="sect-2.1" format="default"/>. Noted that the value of the TLDs field (<xref target="sect-2.2.1" format="default"/>) can be "N/A". Added text to <xref target="sect-2.2.1" format="default"/> to ensure that it's consistent with <xref target="sect-2.2.4" format="default"/>. Updated examples to use "https" instead of "http". Updated acknowledgements.</dd>
        <dt>-03:</dt><dd>Updated to use BCP 14 keywords. Updated <xref target="sect-2.1" format="default"/> and <xref target="sect-2.1.1" format="default"/> to clarify ISE RFC use as a reference specification for an extension.</dd>
        <dt>-04:</dt><dd>Second WG last call edits: Updated "XML schemas, XML schema URIs, and XML namespace URIs" wording in <xref target="sect-2.2.1" format="default"/>. Noted that the value of "TLDs" can be "N/A" in <xref target="sect-2.2.2" format="default"/>. Updated "removed or deactivated" wording in <xref target="sect-2.2.3" format="default"/>. Changed RFC 3735 from an informative reference to a normative reference. Changed "IESG" to "IETF" in the "Registrant Name and Email Address" description in <xref target="sect-2.2.1" format="default"/> and the example registration template in <xref target="sect-2.2.2" format="default"/>. Updated obsolete normative references to RFCs 3979 and 4879 (obsoleted by RFC 8179/BCP 79).</dd>
        <dt>-05:</dt><dd>Post-WG last call edits: changed "should not" to "SHOULD NOT" in the last sentence of <xref target="sect-2.1.1" format="default"/>. Changed "RFC 5730" to "STD 69" in <xref target="sect-1" format="default"/> and added "STD 69" to <xref target="sect-4" format="default"/>.</dd>
        <dt>-06:</dt><dd>Shepherd write-up edit: Added "If approved" sentence to the Abstract.</dd>
        <dt>-07:</dt><dd>AD review edits.</dd>
      </dl>
    </section>
  </back>
</rfc>
